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Senior Analyst – CAT Team

Date: Nov 1, 2021

Location: Watford, United Kingdom

Company: KPMG UK

The Role
This role will involve you completing Client Risk Assessments (CRAs) including AML KYC on new and existing clients.

You will review KYC and due diligence information prepared by Level one Analysts and then document and assess the results of checks performed in the CRA. The role will involve writing answers to questions designed to assess whether clients are suitable and meet KPMG’s risk appetite.
You will work as part of one of three sub-teams within the Client Assessment Team – each with a team leader responsible for delivery, quality control and performance.

Key Responsibilities
The key responsibilities are as follows:

-  Reviewing CRAs prepared by the Level one Client Assessment Team and completing the CRA in accordance with existing policies and procedures, within SLAs.
-  Applying judgement and assessing current and prospective clients against KPMG’s criteria for assessing clients and risk appetite.
-  Completing answers to questions in the CRA in clear, concise and business language ultimately for review by the client Partner or Director.
-  Using internal and external AML and research systems/databases to undertake additional research for CRA/AML purposes, as required.
-  Reviewing information from research and AML checks, applying judgement to know when to escalate issues of concern to assistant managers, and advising client teams on results and next steps.
-  Liaising with client-facing teams in relation to information gathered.
-  Developing awareness/familiarity of the relevant firm’s compliance policies and systems that support the CRA procedures.
The Person – Skills, Qualifications and Behaviours
- Two years’ experience working in a CDD / AML role.
- Excellent written communication skills, ability document answers to CRA questions in clear, concise and business language.
- Working knowledge of the Money Laundering Regulations 2017 and associated industry guidance and how they apply to KPMG.
- Ability to conduct research using AML systems/databases as part of KYC and client due diligence.
- Excellent verbal communication skills, ability to explain risks and issues to team members and management.
- Sound organisational and analytical skills with the ability to prioritise efficiently.
- Willingness to take personal responsibility, pride and accountability for own work.
- Strong team-player who is both supportive and willing to help out to meet business needs.
- Customer-focused approach with a passion for delivering excellence.
- Ability to interpret information and identify issues.
- Ability to work well under pressure.
- Extremely high level of attention to detail is essential.
- Ability to handle sensitive/confidential information appropriately.
- Ability to be proactive and work within a demanding environment where service quality is key.
- The confidence to challenge the status-quo and provide fresh ideas.
- Confident user of Microsoft Office applications and internet-based research tools.
- Prior working experience for a professional services firm and/or understanding of client due diligence and/or KYC procedures are a distinct advantage.

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