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Manager, FS Assurance Services Banking (CASS)

Date: Aug 10, 2019

Location: London, United Kingdom

Company: KPMG UK

The Role:

- Delivery of client engagements, leading small sized teams and providing input to larger, multi-disciplinary teams.
- Delivering Section 166 reviews and reporting to the FCA as part of a wider team.
- Advising and assisting clients in understanding the impact of regulatory developments on existing processes and controls.
- Advising clients on CASS issues and providing assurance over existing processes.
- Assisting with the development and delivery of client asset based training
- Provision of technical support and advice internally to KPMG teams in respect of the client asset audits.
- Mentoring and coaching other less experienced team members.
- Taking an active role in the preparation of proposal documents and tenders, organising client workshops and industry seminars and drafting marketing materials.
- Developing knowledge management and thought leadership and identifying new business and growth opportunities.


Qualifications and Skills:

- Strong understanding of businesses, structures, governance frameworks and process & control infrastructures of firms in the banking sector.
- Strong stakeholder and relationship management skills and ability to develop and maintain strong internal and external network of contacts.
- Project management skills and ability to manage a team of professional staff.


Experience and Background:

- Educated to degree level or equivalent.
- Professional qualification preferred, with strong knowledge of regulatory rules and guidance but crucially the practical application within the banking industry.
- Project management skills, demonstrated by a record of regulatory project delivery.
- The ability to evaluate technical issues, analyse facts, consult and deliver solutions to clients.
- Excellent communication and presentation skills; including an ability to communicate well with clients in writing and verbally.
- Significant and relevant financial services experience with a focus on the FCA’s Client Assets Sourcebook.
- Understanding of regulatory developments and key current issues facing clients.
- Proven track record in working with teams to bring high quality deliverables to a range of stakeholders.



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