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Governance and Controls – Business - Manager - UK Wide

Date: Nov 12, 2021

Location: London, United Kingdom

Company: KPMG UK

**If you have an External Audit background, with experience in Banking, we would like to hear from you!**

The role sits within our Regulatory and Control Transformation Capability working with Clients to deliver regulatory change as well as strengthen their internal governance and controls environment. The capability focuses delivering more than pure compliance and positions regulation and control at the centre of business transformation to drive operating efficiency and effectiveness.

For controls transformation we look for:

1. A clear understanding of the regulatory environment around internal controls, including the Brydon review and the ongoing consultation of the UK Sox regime.
2. Demonstrates experience of operating either in a SOX regime or a similar internal controls reporting regime. Can explain the challenges and best practice in executing a SOX style controls testing and controls reporting environment.
3. Can bring expertise in best in class process and controls knowledge, specific to Retail and/or Investment Banking that could be brought to life through an internal controls transformation.
4. An appreciation of how to work in a project environment, the setup, their roles and the role of external parties on these transformations.
For regulatory transformation we look for:

1. A clear understanding of the regulatory environment around UK/EU Prudential reporting (including FINREP, Capital, RWA and Liquidity) for banking and investment entities, and an awareness of the evolving regulatory landscape and ecosystem
2. Demonstrates experience of working in finance and regulatory change and can explain the impact of change to the operating model, across process and controls, governance, data and systems
3. Understand what good looks like for an end to end regulatory reporting process and can explain the key challenges being faced in moving to an efficient and effective reporting environment
4. Can bring expertise and best practice in target operating model design and implementation, along with process improvement through technology enabled solutions
5. Track record of operating in a project environment and able to work with a variety of stakeholders to achieve transformation and business outcomes

Core / Necessary skills & experience
• Understanding of Banking Finance processes and reporting requirements
• Experience in designing data, technology and business solutions to meet Client issues and challenges
• Strong people manager who can lead small teams and develop/coach others
• Experience of working on Client sales teams and developing strong Client relationships
• Experience working with and influencing stakeholders
• Project management experience
• Strong analytical and numerical skills
• Ability to create and deliver high level presentations and outputs to senior stakeholders
• Manage diverse project teams with a mixed of Client, KPMG, 3rd party suppliers and independent contractor resources

Additional skills and experience (preferred)
Accountancy qualification with strong post qualification experience (or equivalent experience)


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